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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-20 |
| TX | RA | APPROVED | 2025-05-20 |
Branch Locations
301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 03/2011 | 05/2025 |
| Raymond James & Associates | Pasadena | CA | 05/2025 | Present |
(1)Name of Business: Address: 877 Francisco St, Los Angeles, CA, 90017, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/30/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a rental property I've owned and rented since 2005. It is rented to my own siblings at this time. (2)Name of Business: Nose Wiggle Productions, Inc. Address: 877 Francisco Street #1822, Los Angeles, CA, 90017, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/27/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a company my Tax Attorney set up for my Photography/Video activities. Every now and then (blue moon) I actually sell a photograph that I've taken.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-10 |
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