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Shari Christine Knox

Wells Fargo Clearing Services, LLC

Seal Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-09
CA RA APPROVED 2009-01-30
  • TX RA
    APPROVED_RES
    Since 2011-02-09
  • CA RA
    APPROVED
    Since 2009-01-30

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Beach CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-26
  • S66 Uniform Combined State Law Examination
    2007-11-26
Other Names
  • Shari Christine Whitlow
  • Shari C Knox

View on SEC IAPD

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