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John Sanford Brasher

Rice, Voelker, LLC

Mandeville, LA

CRD 2001856

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Employer firm

Rice, Voelker, LLC CRD 39838

35 advisory clients

Reported services (Item 5G)

  • BESPOKE RESEARCH TO GENERATE TRADE IDEAS FOR INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Rice, Voelker, Llc

625 Girod Street, Suite B, Mandeville, LA 70448 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-10-14
  • LA RA
    APPROVED
    Since 2025-10-14

Branch Locations

625 Girod Street, Suite B, Mandeville, LA 70448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rice, Voelker, Llc Covington LA 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
S63 Uniform Securities Agent State Law Examination 1996-09-30
  • S66 Uniform Combined State Law Examination
    2025-09-22
  • S63 Uniform Securities Agent State Law Examination
    1996-09-30
Other Names
  • Sandy Brasher

View on SEC IAPD

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