Andrew Robert Adams

Employer firm

Alera Investment Advisors, LLC CRD 287906

$5.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 09/2018
  Waddell & Reed Inc
  Mokena, IL
• 04/2011 → 09/2018
  Various Insurance Carriers For W & R Insurance Agencies
  Chicago, IL
• 10/2018 → 08/2024
  Triad Advisors
  Norcross, GA
• 10/2018 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Chicago, IL

Previous Registrations

• 2011-06-03 → 2018-10-02
  Waddell & Reed
  Savage, MN
  Chicago, IL
  Savage, MN
  Mokena, IL

Other Businesses

1. Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;wealth services advisor;10/1/2018;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 2. ALERA GROUP POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2018 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 employee of Alera Group. 3. FIXED INSURANCE POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2018 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance 4. ALERA INVESTMENT ADVISORS, LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2018 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA

Exams

• S66 Uniform Combined State Law Examination
  2011-06-02
• S63 Uniform Securities Agent State Law Examination
  2008-06-26

Other Names

• Andrew R Adams
• Andy Adams
• Andrew Adams