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Chris Badciong

United Capital Financial Advisors

Memphis, TN

Austin, TX

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-17
TN RA APPROVED 2010-09-09
  • TX RA
    APPROVED
    Since 2014-01-17
  • TN RA
    APPROVED
    Since 2010-09-09

Branch Locations

5350 Poplar Ave, Suite 310, Memphis, TN 38120 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisors, Llc Irving TX 09/2010 07/2019
Goldman Sachs & Co. New York NY 07/2019 11/2023
United Capital Financial Advisors, Llc Irving TX 11/2023 Present
  • 09/2010 → 07/2019
    United Capital Financial Advisors, Llc
    Irving, TX
  • 07/2019 → 11/2023
    Goldman Sachs & Co.
    New York, NY
  • 11/2023 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
  • 2007-12-05 → 2010-12-31
    Sovereign Wealth Management Inc
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-04
  • S65 Uniform Investment Adviser Law Examination
    2007-12-04
Other Names
  • Chris Badciong
  • Chris Thomas Badciong

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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