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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-08-24
  • MN RA
    APPROVED
    Since 2021-08-24

Branch Locations

849 Lake Street East, Wayzata, MN 55391 • United States

Minneapolis, MN • United States

360 Financial

849 Lake Street East, Wayzata, MN 55391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2015-01-13
MN RA APPROVED 2014-07-28
TX RA APPROVED_RES 2013-08-30
  • WI RA
    APPROVED
    Since 2015-01-13
  • MN RA
    APPROVED
    Since 2014-07-28
  • TX RA
    APPROVED_RES
    Since 2013-08-30

Branch Locations

849 Lake Street East, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
360 Financial, Inc. Minnetonka MN 10/1995 Present
Lpl Financial Llc Minnetonka MN 08/2013 Present
Rapacki + Co. Wayzata MN 12/2022 Present
  • 10/1995 → Present
    360 Financial, Inc.
    Minnetonka, MN
  • 08/2013 → Present
    Minnetonka, MN
  • 12/2022 → Present
    Rapacki + Co.
    Wayzata, MN
Other Businesses

1. 08/30/2013 - 360 FINANCIAL/ RIA/ 100%/ MINNETONKA, MN 2. 08/30/2013 - 360 FINANCIAL/ DBA ONLY/ 100%/ MINNETONKA, MN 3. 08/30/2013 - FIXED INSURANCE SALES/ SALE OF NON-VARIABLE INSURANCE/ 10%/ MINNETONKA, MN. 4. 11/2/2020 - Live with Purpose LLC DBA Lake Minnetonka Triathlon - Not Investment Related - Home Based - Other-Business Owner - Start Date: 10/1/2018 - 2 Hours Per Month/1 Hour During Securities Trading. 5. 4/10/2018 - Mutual Of Omaha - Investment Related - At Reported Business Location(s) - Other-Non variable insurance trails only - Started 03/16/2018- 1 Hour Per Month During Securities Trading - Long Term Care. 6. 2/17/2023 - Rapacki + Co. - Investment Related - 6800 France Ave. South #120 Edina, MN 55435 - Tax Prep/Accounting/CPA - Start Date - 12/2022 - 12 Hours Per Month/8 Hours During Securities Trading 7. 04/20/2023 - 360 Financial: Rapacki + Co. - Investment Related - 6800 France Ave. South #120, Edina, MN 55435 - Tax Prep/Accounting/CPA - Start Date 01/01/2023 - 12 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-03
S63 Uniform Securities Agent State Law Examination 1989-11-14
  • S65 Uniform Investment Adviser Law Examination
    1998-09-03
  • S63 Uniform Securities Agent State Law Examination
    1989-11-14
Other Names
  • Michael A Rogers
  • Mike Rogers

View on SEC IAPD

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