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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-05 |
Branch Locations
5841 Rivers Ave Ste 106A, North Charleston, SC 29406 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Grubb- Independent Insurance Agent | North Charleston | SC | 04/2003 | Present |
| Voya Financial Advisors | North Charleston | SC | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 09/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 09/2024 |
| Lpl Financial Llc | North Charleston | SC | 09/2024 | Present |
1 - 08/2024 - Michael Grubb - Notary - Inv Related - SC 29418 - OBA Start Date: 06/01/2005. 2 - 08/2024 - Integrity Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 08/2024 - Charleston Asset Management - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour/Month - SC 29418 - OBA Start Date: 05/01/2003.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-11 |
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