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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-11-03
VA RA APPROVED 2024-04-29
NC RA APPROVED 2022-03-22
GA RA APPROVED 2022-03-14
SC RA APPROVED 2022-03-07
  • MS RA
    APPROVED
    Since 2025-11-03
  • VA RA
    APPROVED
    Since 2024-04-29
  • NC RA
    APPROVED
    Since 2022-03-22
  • GA RA
    APPROVED
    Since 2022-03-14
  • SC RA
    APPROVED
    Since 2022-03-07

Branch Locations

4000 S. Faber Place Drive Suite 300, North Charleston, SC 29405 • United States

4000 S. Faber Place Drive Suite 300, North Charleston, SC 29405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Charleston SC 01/2015 03/2022
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2022
Mml Investors Services, Llc Charleston SC 03/2017 07/2017
Commonwealth Financial Network Waltham MA 07/2017 03/2022
Cummings Wealth Management Group Mt. Pleasant SC 07/2017 03/2022
Valic Financial Advisors, Inc. Columbia SC 03/2022 Present
Agia Houston TX 12/2022 Present
  • 01/2015 → 03/2022
    Metlife Securities Inc.
    Charleston, SC
  • 07/2016 → 03/2022
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 07/2017
    Charleston, SC
  • 07/2017 → 03/2022
    Waltham, MA
  • 07/2017 → 03/2022
    Cummings Wealth Management Group
    Mt. Pleasant, SC
  • 03/2022 → Present
    Columbia, SC
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2017-09-07 → 2021-02-04
    Mt. Pleasant, SC
  • 2017-03-25 → 2017-08-11
    Charleston, SC
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Charleston, SC
    Charleston, SC
  • 2014-12-15 → 2015-01-02
    New England Securities
    Charleston, SC
    Charleston, SC
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products NOTARY PUBLIC POSITION: self NATURE: I have am a Notary Public in the State of South Carolina and sign documents for clients as they need. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/12/2017 ADDRESS: 1692 Dogwood Rd, Charleston SC 29414, United States DESCRIPTION: I have am a Notary Public in the State of South Carolina and sign documents for clients as they need. I do not charge a fee for my service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2013-12-30
Other Names
  • John Coward
  • Josh D Coward
  • Joshua Coward
  • Josh Coward
  • Joshua D Coward

View on SEC IAPD

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