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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-04-01 |
Branch Locations
4000 S. Faber Place Drive Suite 300, North Charleston, SC 29405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Johns Island | SC | 07/2019 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Johns Island | SC | 06/2021 | 11/2022 |
| Bank Of America | Charleston | SC | 07/2017 | 06/2019 |
| Carmax | Charleston | SC | 08/2016 | 07/2017 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2022 | 03/2025 |
| Valic Financial Advisors, Inc. | Houston | TX | 03/2025 | Present |
| Agia | Houston | TX | 03/2025 | Present |
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA EDITH L FRIERSON ELEMENTARY PTA POSITION: Treasurer NATURE: Authorized signatory for banking account. The organization has no investment accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 6133 Maybank Highway, Wadmalaw Island SC 29487, United States DESCRIPTION: Handle association funds, conduct cash and ETF transactions, volunteer at events, and perform other board member duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-22 |
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