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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2012-07-03
  • SC RA
    APPROVED
    Since 2012-07-03

Branch Locations

4000 S. Faber Place Drive Suite 300, North Charleston, SC 29405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Charleston SC 04/2012 06/2019
Valic Financial Advisors, Inc. Charleston NC 06/2019 Present
Agia Houston TX 12/2022 Present
Crystal Nellie Studio Llc Charleston SC 06/2019 Present
55 Stone Fly, Llc Marshall NC 10/2024 Present
  • 04/2012 → 06/2019
    Valic
    Charleston, SC
  • 06/2019 → Present
    Charleston, NC
  • 12/2022 → Present
    Agia
    Houston, TX
  • 06/2019 → Present
    Crystal Nellie Studio Llc
    Charleston, SC
  • 10/2024 → Present
    55 Stone Fly, Llc
    Marshall, NC
Previous Registrations
  • 2010-08-13 → 2011-02-02
    Uvest Financial Services Group, Inc.
    Charleston, SC
    Charleston, SC
Other Businesses

NELLIE STUDIO POSITION: Owner NATURE: Nellie Studios is a non-investment related business where I create art. It is a hobby and I do not paint during securities trading hours. I typically paint on the weekends from my personal residence and after the market has closed. I am the owner of the business and paint an hour or so a month. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2019 ADDRESS: 1865 West Battery Lane, Charleston SC 29407, United States DESCRIPTION: Nellie Studios is a non-investment related business where I create art. It is a hobby and I do not paint during securities trading hours. I typically paint on the weekends from my personal residence and after the market has closed. I am the owner of the business and paint an hour or so a month. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CRYSTAL NELLIE STUDIO LLC POSITION: Owner NATURE: Crystal Nellie Studio LLC is a non-investment related business where I create art. I am the sole owner of the business and only engage in the business after the market has closed. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2019 ADDRESS: 1910 Ashley Hall Rd, Charleston SC 29407, United States DESCRIPTION: Nellie Studios is a non-investment related business where I create art. It is a hobby and I do not paint during securities trading hours. I am the owner of the business and paint an hour or so a month. 55 STONE FLY, LLC POSITION: Proprietor NATURE: 55 Stone Fly LLC-proprietor, rental property, 2 hours per week not during security trading hours INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2024 ADDRESS: 55 Stonefly Rd, Marshall NC 28753, United States DESCRIPTION: I collect rent payments and manage the utility services. I participate in this activity 2 hours per week and after security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-12
S63 Uniform Securities Agent State Law Examination 2010-02-16
  • S66 Uniform Combined State Law Examination
    2010-08-12
  • S63 Uniform Securities Agent State Law Examination
    2010-02-16

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