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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-01-05 |
| CT | RA | APPROVED | 2023-01-23 |
| TX | RA | APPROVED_RES | 2021-11-15 |
| FL | RA | APPROVED | 2021-07-26 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2020-05-19 |
| GA | RA | APPROVED | 2016-06-08 |
| NC | RA | APPROVED | 2015-01-02 |
| PA | RA | APPROVED | 2015-01-02 |
| NJ | RA | APPROVED | 2014-12-01 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | New York | NY | 10/2013 | Present |
| Park Avenue Securities | New York | NY | 01/2014 | Present |
| Guardian Life Insurance Company | Hoboken | NJ | 06/2024 | Present |
| Park Avenue Securities | Hoboken | NJ | 06/2024 | Present |
1. Outside Insurance Business I may have some clients that do not fit into the Guardian underwriting guidelines but I still want to be able to protect my clients. Start: 03/24/2014 Address: Multiple locations 5 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-09 |
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