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Craig William Straub

Lazard Asset Management LLC

New York, NY

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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-06-05
  • TX RA
    APPROVED_RES
    Since 2003-06-05

Branch Locations

30 Rockefeller Plaza, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management San Francisco CA 01/2003 Present
Lazard Asset Management Securities Llc San Francisco CA 04/2004 Present
  • 01/2003 → Present
    Lazard Asset Management
    San Francisco, CA
  • 04/2004 → Present
    Lazard Asset Management Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-12
S63 Uniform Securities Agent State Law Examination 1997-04-16
  • S65 Uniform Investment Adviser Law Examination
    1999-11-12
  • S63 Uniform Securities Agent State Law Examination
    1997-04-16

View on SEC IAPD

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