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Jose L Rovalino

Ubs Financial Services Inc.

New York, NY

Glen Ridge, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2009-09-29
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2009-09-29

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Glen Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Ny NY 07/1997 Present
Ubs International Inc. New York NY 01/2002 Present
  • 07/1997 → Present
    Ubs Ag
    Ny, NY
  • 01/2002 → Present
    Ubs International Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-28
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2009-09-28
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
Other Names
  • Jose Luis Rovalino

View on SEC IAPD

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