David Joseph Lazzaro

Current Employers

Employment History

• 02/2010 → 12/2019
  H. Beck, Inc.
  Rockville, MD
• 01/2020 → 06/2025
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL
• 01/2024 → 01/2025
  Everett Financial Inc., Dba: Supreme Lending
  Dallas, TX
• 01/2025 → 08/2025
  Uptiq Premier Mortgage, Llc
  Sterling, VA
• 05/2025 → Present
  Stirlingshire Investments
  New York, NY

Previous Registrations

• 2020-01-13 → 2025-06-09
  Money Concepts Capital Corp
  New York, NY
  Wethersfield, CT
  Palm Beach Gardens, FL
  Purchase, NY
  Palm Beach Gardens, FL
  New York, NY
  New York, NY
• 2010-02-02 → 2019-12-31
  Grove Point Investments, Llc
  Saddle Brook, NJ
  Rockville, MD
• 2002-10-24 → 2010-01-29
  Money Concepts Capital Corp
  Saddle Brook, NJ
  North Haledon, NJ
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL

Other Businesses

1. DJL Wealth Management, LLC - General business consulting & commercial financial services. David J. Lazzaro - Managing Member - Investment-related; Yes - Start date 06/01/2010. Bayville NJ 08721. Number of hours per month during trading hours - 4. Description: general business consulting, brokering, commercial & business lending, business risk management, business continuation & succession planning. 2. Think One Mortgage Inc. - Mortgage Loan Originator. Investment-related; Yes - Staten Island NY, Real Estate, Employee, Mortgage Loan Origination, 1-10% time spent on activity during non-securities hrs. 3. Financial Independence Group ("FIG") Position: Investment-related: Yes - Insurance producer - Number of hours per month during trading hours - 4. Description: Sales: Insurance, Fixed Life & Annuities, and Long-Term Care Solutions. Fixed Annuity, Life Insurance, Long Term Care Solutions Sales. 4. RetireOne - Investment-related; Yes - Registered Rep & Investment Adviser Representative for variable annuity business. Number of hours per month during trading hours - 4. Description: Variable Annuities Sales. 5. David J. Lazzaro - Investment-related; No - Insurance Producer - Multiple lines: Individual, group, personal, commercial, and business insurances. Number of hours per month- 4 hours 6. Lakehurst Naval Federal Credit Union; No; 60 Lansdowne Road JBMDL Lakehurst, NJ 08733-5020; Supervisory committee in federal credit unions; Board Member; November 10, 2025' 2 hrs/month; 0 hr/month; No compensation or discounted terms; Overviews the Board of Directors activity to ensure compliance.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-05
• S63 Uniform Securities Agent State Law Examination
  1995-08-10

Designations

Other Names

• Dave Lazzaro