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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-04-01
TX RA APPROVED_RES 2016-03-15
CA RA APPROVED 2016-02-26
  • MN RA
    APPROVED
    Since 2016-04-01
  • TX RA
    APPROVED_RES
    Since 2016-03-15
  • CA RA
    APPROVED
    Since 2016-02-26

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 02/2016 Present
Bank Of America N.A. Wayzata MN 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-26
  • S66 Uniform Combined State Law Examination
    2011-04-26
Other Names
  • Wendy Mae Ahlstrom
  • Wendy Mae Ahlstrom

View on SEC IAPD

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