Daniel Mark Shapiro

Employer firm

New Vernon Wealth Management LLC CRD 164775

$781M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1989 → Present
  Sf Investments, Inc.
  Chicago, IL
• 01/2013 → Present
  New Vernon Wealth Management Llc
  Highland Park, IL

Other Businesses

A MINORITY OWNER OF NEW VERNON INVESTMENT MANAGEMENT LLC (FORMERLY NAMED MILLENNIUM GROUP, LLC.) FORMED IN 1999(INVESTMENT RELATED), WHICH ACTS AS GENERAL PARTNER FOR SEVERAL PRIVATE FUNDS.; ALL ARE LOCATED AT 799 CENTRAL AVE. #350, HIGHLAND PARK, IL. 60035; PROVIDE GENERAL MANAGEMENT SERVICES INCLUDING SECURITIES ANALYSIS AND DEVOTE APPROXIMATELY 10 HOURS/WEEK DURING SECURITIES TRADING HOURS.******************* NEW VERNON WEALTH MANAGEMENT; 799 CENTRAL AVE SUITE 350 HIGHLAND PARK, IL 60035; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED; MANAGER; JANUARY 2013; 90 HOURS PER MONTH; 4 HOURS PER DAY DURING TRADING HOURS. *********************

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-01
• S63 Uniform Securities Agent State Law Examination
  1994-12-14

Other Names

• Daniel Mark Shapiro