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799 Central Ave Suite 350, Highland Park, IL 60035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-03-27 |
| TX | RA | APPROVED_RES | 2013-03-27 |
Branch Locations
799 Central Ave Suite 350, Highland Park, IL 60035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sf Investments, Inc. | Chicago | IL | 07/1989 | Present |
| New Vernon Wealth Management Llc | Highland Park | IL | 01/2013 | Present |
A MINORITY OWNER OF NEW VERNON INVESTMENT MANAGEMENT LLC (FORMERLY NAMED MILLENNIUM GROUP, LLC.) FORMED IN 1999(INVESTMENT RELATED), WHICH ACTS AS GENERAL PARTNER FOR SEVERAL PRIVATE FUNDS.; ALL ARE LOCATED AT 799 CENTRAL AVE. #350, HIGHLAND PARK, IL. 60035; PROVIDE GENERAL MANAGEMENT SERVICES INCLUDING SECURITIES ANALYSIS AND DEVOTE APPROXIMATELY 10 HOURS/WEEK DURING SECURITIES TRADING HOURS.******************* NEW VERNON WEALTH MANAGEMENT; 799 CENTRAL AVE SUITE 350 HIGHLAND PARK, IL 60035; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED; MANAGER; JANUARY 2013; 90 HOURS PER MONTH; 4 HOURS PER DAY DURING TRADING HOURS. *********************
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-14 |
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