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Ronald Elwood Williams

Empower Financial Advisory, LLC

Glastonbury, CT

CRD 1987830

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Employer firm

Empower Financial Advisory, LLC CRD 313968

$636M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Financial Advisory, Llc

655 Winding Brook Drive, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-07-02
  • CT RA
    APPROVED
    Since 2021-07-02

Branch Locations

655 Winding Brook Drive, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Knoxville TN 12/1999 09/2020
Adviceone Advisory Services, Llc Glastonbury CT 10/2017 04/2018
Ssn Advisory, Inc. Glastonbury CT 10/2017 09/2020
Securities America, Inc. Glatonbury CT 09/2020 06/2021
Securities America Advisors, Inc. Glastonbury CT 09/2020 06/2021
Empower Financial Advisory, Llc Glastonbur CT 06/2021 Present
  • 12/1999 → 09/2020
    Securities Service Network, Inc.
    Knoxville, TN
  • 10/2017 → 04/2018
    Glastonbury, CT
  • 10/2017 → 09/2020
    Ssn Advisory, Inc.
    Glastonbury, CT
  • 09/2020 → 06/2021
    Securities America, Inc.
    Glatonbury, CT
  • 09/2020 → 06/2021
    Securities America Advisors, Inc.
    Glastonbury, CT
  • 06/2021 → Present
    Glastonbur, CT
Previous Registrations
  • 2020-09-18 → 2021-07-01
    Securities America Advisors, Inc.
    Glastonbury, CT
  • 2017-09-11 → 2020-09-18
    Ssn Advisory, Inc.
    Glastonbury, CT
  • 2001-01-25 → 2018-04-06
    Glastonbury, CT
    Glastonbury, CT
  • 1999-09-07 → 2002-12-31
    Vernon, CT
Other Businesses

INSURANCE SALES POSITION: Producer NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2020 ADDRESS: 655 Winding Brook Drive, Glastonbury CT 06033, United States DESCRIPTION: When insurance is needed, we can fill the need

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-21
  • S63 Uniform Securities Agent State Law Examination
    2001-11-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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