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Joseph Fewsmith Lord

Stifel, Nicolaus & Company, Incorporated

New York, NY

Savannah, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-31
NY RA APPROVED 2021-05-26
GA RA APPROVED 2021-03-01
  • TX RA
    APPROVED_RES
    Since 2022-03-31
  • NY RA
    APPROVED
    Since 2021-05-26
  • GA RA
    APPROVED
    Since 2021-03-01

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

33 Bull Street Suite 200, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 03/2012 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 08/2018
Stifel Nicolaus & Co Inc New York NY 08/2018 Present
  • 03/2012 → 09/2016
    Deutsche Bank Securities Inc
    New York, NY
  • 09/2016 → 08/2018
    Raymond James & Associates, Inc.
    New York, NY
  • 08/2018 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Previous Registrations
  • 2009-01-21 → 2012-03-29
    Barclays Capital Inc.
    New York, NY
  • 2008-02-14 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
  • 2000-01-20 → 2002-08-20
    Robertson Stephens, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-14
S63 Uniform Securities Agent State Law Examination 1989-09-28
  • S65 Uniform Investment Adviser Law Examination
    1993-06-14
  • S63 Uniform Securities Agent State Law Examination
    1989-09-28
Other Names
  • Josh Lord
  • Joseph F Lord
  • Joseph F. Lord
  • Josh Lord

View on SEC IAPD

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