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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 10/2009 | 04/2021 |
| Unemployed | New York | NY | 04/2021 | 05/2021 |
| Santander International Private Banking | Miami | FL | 05/2021 | 05/2022 |
| Santander Securities, Llc | Dorchester | MA | 05/2021 | 05/2022 |
| Pruco Securities, Llc | New York | NY | 04/2024 | 11/2024 |
| The Prudential Insurance Company Of America | New York | NY | 04/2024 | Present |
| Unemployed | Ft Laureldale | FL | 05/2022 | 03/2024 |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 12/06/2024-The Channel Club-Owner-Real Estate Rental-Inv related-At New York, NY-Start date 05/05/2021-1hrs/mth-0hrs/mth during trading 2) 12/06/2024- ZOI Canadas-Owner-Real Estate Rental-Inv related-At Zapopan, MX-Start date 08/14/2023-1hrs/mth-0hrs/mth during trading 3) 08/15/2025-Private Caregiver-Personal Caregiver-Not Inv related-At New York, NY-Start date 09/01/2025-100hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-20 |
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