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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2020-07-14 |
Branch Locations
555 Pleasantville Rd Ste S107A, Briarcliff Manor, NY 10510 • United States
Briarcliff Manor, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Harrison | NY | 02/1990 | 03/2020 |
| Ameriprise Financial Services, Llc | Briarcliff Manor | NY | 03/2020 | Present |
Independent Insurance Brokering; Penn Mutual; 12/07/2016; / Principal Life Insurance Company; 10/15/2018; / Security Mutual life of NY; 08/23/2012; Term Life. Business Ownership; David M Kleiner LLC; Owner, manager of LLC for sole purpose of managing business expenses-cash flow of my practice; A flow through checking account for business expenses; 555 Pleasantville Rd Suite N204, , Briarcliff Manor, NY, 10510; Not Investment-Related; 12/26/2006; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Briarcliff Manor EMS; President; 1111 Pleasantville Rd, , Briarcliff Manor, NY, 10510; Not Investment-Related; 04/27/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Briarcliff Manor Fire Department; CPR Instructor; CPR Instructor; 1111 Pleasantville Rd, , Briarcliff Manor, NY, 10510; Not Investment-Related; 03/02/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-04-09 |
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