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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-30 |
| SC | RA | APPROVED | 2007-06-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbia | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | Present |
PARENT'S TRUST, INVESTMENT RELATED, COLUMBIA, SC, FAMILY TRUST, CO-TRUSTEE, BEGAN 2006, 2 HOURS/MONTH, DURING BUSINESS HOURS, MONITOR ACCOUNTS. POWER OF ATTORNEY FOR MOTHER; INV RELATED; COLUMBIA, SC; START: 5/31/2017; 0 HR/MO; 0 DURING TRADING. | GIRL SCOUTS OF SOUTH CAROLINA; NOT INVESTMENT RELATED; COLUMBIA, SC; INVESTMENT COMMITTEE MEMBER; 05/2025; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; SUPPORT THE GIRL SCOUTS ORGANIZATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-25 |
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