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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-30 |
| CA | RA | APPROVED | 2015-07-20 |
Branch Locations
12626 High Bluff Drive Suite 450, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities | San Diego | CA | 06/2015 | 11/2017 |
| United Capital Financial Advisors, Llc | Irving | TX | 06/2015 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 09/2020 |
Guitarist for the Brokers Band. Organization is not primarily engaged in investment-related activity. Organization operates out of Sand Diego, CA. Start date was January 4, 2000. Less than four hours per month. Duties include being the guitarist in a band.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-09-26 |
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