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Kathleen Maria Reese

LPl Financial LLC

Flemington, NJ

Annandale, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-21
  • NJ RA
    APPROVED
    Since 2005-10-21

Branch Locations

260 Route 202/31, Ste 500, Flemington, NJ 08822 • United States

Annandale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Flemington NJ 09/2005 Present
Previous Registrations
  • 2002-06-27 → 2005-08-24
    Morgan Stanley Dw Inc.
    Somerville, NJ
Other Businesses

(1) 09/21/2005: Flemington Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-04
S63 Uniform Securities Agent State Law Examination 1990-03-14
  • S65 Uniform Investment Adviser Law Examination
    1998-03-04
  • S63 Uniform Securities Agent State Law Examination
    1990-03-14
Other Names
  • Kathleen Maria Molden

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLEMINGTON, NJ
MORGAN STANLEY · Flemington, NJ
CETERA INVESTMENT ADVISERS LLC · FLEMINGTON, NJ
J.P. MORGAN SECURITIES LLC · FLEMINGTON, NJ
EDWARD JONES · FLEMINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLEMINGTON, NJ
RAND FINANCIAL PLANNING, LLC · FLEMINGTON, NJ
ARTEMIS WEALTH ADVISORS · FLEMINGTON, NJ

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