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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-10-15 |
| FL | RA | APPROVED | 2020-07-07 |
| TX | RA | APPROVED | 2020-07-06 |
Branch Locations
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenhiemer & Co. Inc. | Boca Raton | FL | 03/2014 | 11/2019 |
| Ameriprise Financial Services, Inc | Boca Raton | FL | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Outside Employment; Rhythm Girl LLC; Owner/Manager - Owner/Entertainment/Independent Musician; ; 9831 Boca Gardens Cir N Unit C, , Boca Raton, FL, 33496; Not Investment-Related; 11/29/2010; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-04 |
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