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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-13 |
| WA | RA | APPROVED | 2008-01-01 |
Branch Locations
41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Spokane | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spokane | WA | 11/2016 | Present |
LOAN, INV RELATED, SPOKANE, WA, START: 12/14/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR BROTHER AND SISTER-IN-LAW, INV RELATED, SPOKANE, WA, START: 9/19/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-06 |
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