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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-10
MN RA APPROVED 2013-11-01
TX RA APPROVED 2012-08-03
  • CO RA
    APPROVED
    Since 2022-01-10
  • MN RA
    APPROVED
    Since 2013-11-01
  • TX RA
    APPROVED
    Since 2012-08-03

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 07/2012 Present
Bank Of America N.A. Wayzata MN 10/2012 Present
Other Businesses

I*: 2643282 Entity Type: For profit Name of OBA: Westcottage LLC Address: Medicine Lake, MN 55441Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/31/2024Number of Hours: 0 Number of Hours during trading: 0 Duties: I am the owner but the entity is dormant and has no business or investment activities. I*1221272, Entity Type: Fiduciary role Name of OBA: POA For Children, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03/17/2023, No Hours: 1 Yearly, No Hours during Trading: 0 Duties: Power of Attorney/Child/Grandchild I*1224296, Entity Type: Fiduciary role Name of OBA: Trustee for Family Member, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 03/20/2023, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee/Cousin I*3032266 Entity Type: Not for Profit Name of OBA: RBR Association Address: Zug, , Switzerland Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/01/2025Number of Hours: 10, Yearly Number of Hours during trading: 1, Yearly Duties: I have been asked by one of my best friends to serve in an unpaid advisory capacity as one of three directors of a Swiss Association that is expected to be formed in November 2025 to be called RBR Association. The purpose and activities of RBR Association are as follows: 1. The association pursues exclusively non-commercial, idealistic purposes: a) Development, maintenance, governance, and promotion of the red·bridge blockchain. b) Promotion of decentralized blockchain technologies and education. c) Support of open-source blockchain research and development. d) Facilitation of community-driven protocol governance. e) Organization of educational events and technical conferences. 2. The association explicitly excludes profit distribution to members. 3. All activities serve the public interest in advancing blockchain technology. As such, this position would be unpaid. Serve as an independent director of this nonprofit association when it is formed to provide oversight and advise management I*4759296, Entity Type: Fiduciary role Name of OBA: POA for Domestic Partner, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/19/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4759298, Entity Type: Fiduciary role Name of OBA: Domestic partner, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4924271 Entity Type: Fiduciary role Name of OBA: POA for Stepson Address: Medicine Lake, Minnesota, 55441 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/15/2026 Number of Hours: 2, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-01
S63 Uniform Securities Agent State Law Examination 1991-11-29
  • S66 Uniform Combined State Law Examination
    2012-08-01
  • S63 Uniform Securities Agent State Law Examination
    1991-11-29
Other Names
  • Scott Jones

View on SEC IAPD

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