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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-10 |
| MN | RA | APPROVED | 2013-11-01 |
| TX | RA | APPROVED | 2012-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 07/2012 | Present |
| Bank Of America N.A. | Wayzata | MN | 10/2012 | Present |
I*: 2643282 Entity Type: For profit Name of OBA: Westcottage LLC Address: Medicine Lake, MN 55441Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/31/2024Number of Hours: 0 Number of Hours during trading: 0 Duties: I am the owner but the entity is dormant and has no business or investment activities. I*1221272, Entity Type: Fiduciary role Name of OBA: POA For Children, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03/17/2023, No Hours: 1 Yearly, No Hours during Trading: 0 Duties: Power of Attorney/Child/Grandchild I*1224296, Entity Type: Fiduciary role Name of OBA: Trustee for Family Member, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 03/20/2023, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee/Cousin I*3032266 Entity Type: Not for Profit Name of OBA: RBR Association Address: Zug, , Switzerland Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/01/2025Number of Hours: 10, Yearly Number of Hours during trading: 1, Yearly Duties: I have been asked by one of my best friends to serve in an unpaid advisory capacity as one of three directors of a Swiss Association that is expected to be formed in November 2025 to be called RBR Association. The purpose and activities of RBR Association are as follows: 1. The association pursues exclusively non-commercial, idealistic purposes: a) Development, maintenance, governance, and promotion of the red·bridge blockchain. b) Promotion of decentralized blockchain technologies and education. c) Support of open-source blockchain research and development. d) Facilitation of community-driven protocol governance. e) Organization of educational events and technical conferences. 2. The association explicitly excludes profit distribution to members. 3. All activities serve the public interest in advancing blockchain technology. As such, this position would be unpaid. Serve as an independent director of this nonprofit association when it is formed to provide oversight and advise management I*4759296, Entity Type: Fiduciary role Name of OBA: POA for Domestic Partner, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/19/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4759298, Entity Type: Fiduciary role Name of OBA: Domestic partner, Address: Medicine Lake, Minnesota, 55441, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4924271 Entity Type: Fiduciary role Name of OBA: POA for Stepson Address: Medicine Lake, Minnesota, 55441 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/15/2026 Number of Hours: 2, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-29 |
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