Marie Caldera

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → 07/2025
  Next Financial Group, Inc.
  San Luis Obispo, CA
• 07/2025 → Present
  Lpl Financial Llc
  San Luis Obispo, CA

Previous Registrations

• 2002-06-25 → 2025-07-10
  Next Financial Group, Inc.
  San Luis Obispo, CA
  San Luis Obispo, CA
  San Luis Obispo, CA
• 2002-09-05 → 2003-10-06
  Pageone Financial, Inc.
  Nipoma, CA

Other Businesses

1) 07/10/2025-Marie Caldera-Agent/Owner-Non-Variable Insurance-Inv related-At San Luis Obispo, CA-Start date 05/07/2025-87hrs/mth-87hrs/mth during trading 2) 07/10/2025-Marie Caldera-Owner-Real Estate Rental-Inv related-At San Luis Obispo, CA-Start date 05/07/2025-4hrs/mth-0hrs/mth during trading 3) 07/10/2025- Marie Caldera Insurance Services-Agent/owner-Non-Variable Insurance-Inv related-At San Luis Obispo, CA-Start date 04/01/1992-100hrs/mth-10hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-06-14
• S63 Uniform Securities Agent State Law Examination
  1991-04-01

Other Names

• Mariaelena Caldera
• Marie Contreras