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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-28
NY RA APPROVED 2024-10-11
NC RA APPROVED 2024-10-11
  • FL RA
    APPROVED
    Since 2025-08-28
  • NY RA
    APPROVED
    Since 2024-10-11
  • NC RA
    APPROVED
    Since 2024-10-11

Branch Locations

16 Burning Tree Place, Palm Coast, FL 32137 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 01/2013 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 01/2013 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → 10/2024
    Scottsdale, AZ
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

1.CRUMP - INSURANCE AGENT; INSURANCE SALES. 2. American Portfolios Advisors, Inc. - Investment advisor representative, investment related, start date = 01/02/2018, 0% ownership, 40 hrs./wk./mkt. hrs. 3.PPS ADVISORS LIFE, LLC - MANAGEMENT & FIXED INSURANCE SALES. START DATE: 01/2013, IS NON SECURITIES RELATED. DEVOTES 10 HRS PER MONTH; 10 HRS DURING MARKET HRS. 7/3/13 4. PPS ADVISORS, INC. - INSURANCE AND FIXED ANNUITIES - NOT INVESTMENT RELATED, START DATE = 01/2018, 10 HRS./MO. 5. MEDICARE INSURANCE POSITION: Insurance Agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2020 ADDRESS: 4250 Vets Hwy, suite 100E, Holbrook NY 11741, United States DESCRIPTION: Sell Medicare Insurance to seniors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-08
S65 Uniform Investment Adviser Law Examination 1999-10-25
S63 Uniform Securities Agent State Law Examination 1989-08-21
  • S66 Uniform Combined State Law Examination
    2008-07-08
  • S65 Uniform Investment Adviser Law Examination
    1999-10-25
  • S63 Uniform Securities Agent State Law Examination
    1989-08-21
Other Names
  • Thomas Joseph Muller
  • Tom Muller

View on SEC IAPD

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