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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-02 |
| NJ | RA | APPROVED | 2018-04-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lake Hiawatha | NJ | 10/2012 | 04/2018 |
| Lpl Financial, Llc | Denville | NJ | 04/2018 | Present |
1. 04/13/2018 - OTHER - ARTIST - 1%/ ROCKAWAY, NJ 2. 5/15/2018 - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/27/2018 - 0 Hour(s) Per Month/0 Hour(s) During Trading. 3. 01/03/2019 - Scott E Costine Investment Advisory Services LLC - Investment related - DBA for LPL Business (entity for LPL business) - start date 11/28/2018 - 1 hr/mo - 1 hr during trading. 4. 07/02/2019 - Scott E. Costine - Investment related - At reported business location(s) - Non-Variable Insurance - start date:06/20/2019 - 2- hrs/mo - 1 hr during trading. 5. 07/27/2022 - Scott E. Costine - Not Investment Related - Home Based - Other - Author - Start Date - 07/20/2022 - 10 Hours Per Month/0 Hours During Securities Trading. 6. 08/04/2025 - Scott E. Costine Inv Adv Serv, LLC - Insurance Agency - Investment related - At reported business location(s) - Start date: 07/21/2025 - 10 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-11 |
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