Michael Thomas Fox

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Lpl Financial Llc
  Irving, TX

Previous Registrations

• 2002-03-13 → 2005-08-29
  Morgan Stanley Dw Inc.
  Oklahoma Cty, OK

Other Businesses

1. 02/04/2008 - REAL ESTATE RENTAL/ONE TOWNHOUSE IN COLORADO/5% OF TIME/EDMOND, OK 73034 2. 02/24/2008 - REDSTONE INVESTMENTS, INC., DBA 3. 2/23/2018 - Texas Investment and Retirement Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/05/14 - 1 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-09-14

Designations

• Certified Financial Planner