Michael Thomas Fox

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-06-12
TX	RA	APPROVED	2005-09-14
OK	RA	APPROVED	2005-08-24

CO RA
APPROVED

Since 2024-06-12
TX RA
APPROVED

Since 2005-09-14
OK RA
APPROVED

Since 2005-08-24

Branch Locations

1100 Industrial Drive, Yukon, OK 73099 • United States

Irving, TX • United States

Silverthrone, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Irving	TX	08/2005	Present

08/2005 → Present

Lpl Financial Llc

Irving, TX

Previous Registrations

2002-03-13 → 2005-08-29

Morgan Stanley Dw Inc.

Oklahoma Cty, OK

Other Businesses

1. 02/04/2008 - REAL ESTATE RENTAL/ONE TOWNHOUSE IN COLORADO/5% OF TIME/EDMOND, OK 73034 2. 02/24/2008 - REDSTONE INVESTMENTS, INC., DBA 3. 2/23/2018 - Texas Investment and Retirement Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/05/14 - 1 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-09-14

S66 Uniform Combined State Law Examination

1999-09-14

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews