Christopher Eric Asplin

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 10/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA

Previous Registrations

• 2010-12-13 → 2012-10-01
  Chase Investment Services Corp.
  Escondido, CA
  Palm Springs, CA
  Palm Springs, CA
  Palm Desert, CA
  Palm Springs, CA
  Temecula, CA
  Temecula, CA
  Beaumont, CA
  Escondido, CA
  San Jacinto, CA
  Murrieta, CA
  San Jacinto, CA
  Banning, CA
  Yucca Valley, CA
  Winchester, CA
  Lake Elsinore, CA
  Cathedral City, CA
  Rancho Mirage, CA
  Temecula, CA
  Palm Desert, CA
  Temecula, CA
  Calimesa, CA
  La Quinta, CA
  Wildomar, CA
  Desert Hot Springs, CA
  Rancho Mirage, CA
  Hemet, CA
  Hemet, CA
  Sun City, CA
  Murrieta, CA
  Lake Elsinore, CA
  Indio, CA
  Yucaipa, CA
  Chula Vista, CA
  Palm Springs, CA
  Indio, CA
  Menifee, CA
  Palm Springs, CA
  Redlands, CA
  Corona, CA
  Corona, CA
  Corona, CA
  Redlands, CA
  Redlands,, CA
  Riverside, CA
  Palm Desert, CA
• 2010-01-20 → 2010-10-07
  Cuso Financial Services, L.P.
  Temecula, CA
• 2007-05-29 → 2010-01-27
  Citigroup Global Markets Inc.
  Riverside, CA
  Fountain Valley, CA
  Cypress, CA
  Fountain Valley, CA
  Costa Mesa, CA
  Costa Mesa, CA
• 2006-09-15 → 2007-05-29
  Citicorp Investment Services
  Costa Mesa, CA
• 2000-11-09 → 2005-11-07
  U.S. Bancorp Advisors, Llc
  San Diego, CA

Other Businesses

Entity Name: The CEKLA Living Trust Investment related: No Address: Stanton, CA Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 11/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co Trustee of Living Trust. My wife formerly owned the rental property individually and we have now placed it into our Living Trust and thus, I am a now an owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-17
• S63 Uniform Securities Agent State Law Examination
  1991-05-09