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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-11
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1800 E Florida Ave, Floor 01, Hemet, CA 92544 • United States

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2010 Present
Previous Registrations
  • 2010-12-13 → 2012-10-01
    Chase Investment Services Corp.
    Escondido, CA
    Palm Springs, CA
    Palm Springs, CA
    Palm Desert, CA
    Palm Springs, CA
    Temecula, CA
    Temecula, CA
    Beaumont, CA
    Escondido, CA
    San Jacinto, CA
    Murrieta, CA
    San Jacinto, CA
    Banning, CA
    Yucca Valley, CA
    Winchester, CA
    Lake Elsinore, CA
    Cathedral City, CA
    Rancho Mirage, CA
    Temecula, CA
    Palm Desert, CA
    Temecula, CA
    Calimesa, CA
    La Quinta, CA
    Wildomar, CA
    Desert Hot Springs, CA
    Rancho Mirage, CA
    Hemet, CA
    Hemet, CA
    Sun City, CA
    Murrieta, CA
    Lake Elsinore, CA
    Indio, CA
    Yucaipa, CA
    Chula Vista, CA
    Palm Springs, CA
    Indio, CA
    Menifee, CA
    Palm Springs, CA
    Redlands, CA
    Corona, CA
    Corona, CA
    Corona, CA
    Redlands, CA
    Redlands,, CA
    Riverside, CA
    Palm Desert, CA
  • 2010-01-20 → 2010-10-07
    Cuso Financial Services, L.P.
    Temecula, CA
  • 2007-05-29 → 2010-01-27
    Riverside, CA
    Fountain Valley, CA
    Cypress, CA
    Fountain Valley, CA
    Costa Mesa, CA
    Costa Mesa, CA
  • 2006-09-15 → 2007-05-29
    Citicorp Investment Services
    Costa Mesa, CA
  • 2000-11-09 → 2005-11-07
    San Diego, CA
Other Businesses

Entity Name: The CEKLA Living Trust Investment related: No Address: Stanton, CA Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 11/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co Trustee of Living Trust. My wife formerly owned the rental property individually and we have now placed it into our Living Trust and thus, I am a now an owner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1991-05-09
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1991-05-09

View on SEC IAPD

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