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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-11 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
1800 E Florida Ave, Floor 01, Hemet, CA 92544 • United States
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2010 | Present |
Entity Name: The CEKLA Living Trust Investment related: No Address: Stanton, CA Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 11/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co Trustee of Living Trust. My wife formerly owned the rental property individually and we have now placed it into our Living Trust and thus, I am a now an owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-09 |
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