Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1994-01-07 |
| NM | RA | APPROVED | 1991-01-18 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 06/1989 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 12/2009 | Present |
I*42035 For profit or not for profit: For-Profit Organization Name of outside business organization: tonya hemphil interiors llc Investment related: N Address of business: albuquerque, New Mexico 87111 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 2/1/2004 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: have visa sig authority check signing authority
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-31 |
Reach out to this advisor