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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-18 |
| CA | RA | APPROVED | 2023-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Los Angeles | CA | 05/2007 | 06/2023 |
| Jpmorgan Chase Bank Na | Pasadena | CA | 07/2023 | Present |
| Jpmorgan Securities Llc | Pasadena | CA | 07/2023 | Present |
Entity Name: LA Waterkeeper Investment related: Yes "Address: LAWaterkeeper 360 E 2nd Street, Suite 250 Los Angeles, CA 90012" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 08/20/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: For a quarter-century, Los Angeles Waterkeeper (LA Waterkeeper) has served as LA's water watchdog, safeguarding our inland and coastal waters using the law, science and community action. We work to eliminate pollution, achieve ecosystem health for our waterways and secure a resilient, multi-benefit, low-carbon water supply to the region."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-10 |
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