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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2013-04-01 |
Branch Locations
83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States
Danbury, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Danbury | CT | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-29 |
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