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Michael Gerard Martucci

Wells Fargo Clearing Services, LLC

Danbury, CT

Danbury, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-04-01
  • CT RA
    APPROVED
    Since 2013-04-01

Branch Locations

83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States

Danbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Danbury CT 01/2013 11/2016
Wells Fargo Clearing Services, Llc Danbury CT 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-28
S63 Uniform Securities Agent State Law Examination 1989-08-29
  • S65 Uniform Investment Adviser Law Examination
    2013-03-28
  • S63 Uniform Securities Agent State Law Examination
    1989-08-29

View on SEC IAPD

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