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Leigh Ann Harris

Edward Jones

Sanford, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-16
  • NC RA
    APPROVED
    Since 2018-07-16

Branch Locations

214 S Steele Street, Sanford, NC 27330 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Midland NC 02/2015 04/2017
Horace Mann Companies Springfield IL 04/2017 04/2018
Horace Mann Investors, Inc. Springfield IL 04/2017 04/2018
Edward Jones St. Louis MO 07/2018 Present
  • 02/2015 → 04/2017
    Unemployed
    Midland, NC
  • 04/2017 → 04/2018
    Horace Mann Companies
    Springfield, IL
  • 04/2017 → 04/2018
    Springfield, IL
  • 07/2018 → Present
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-11-03
S65 Uniform Investment Adviser Law Examination 2003-10-28
  • S63 Uniform Securities Agent State Law Examination
    2017-11-03
  • S65 Uniform Investment Adviser Law Examination
    2003-10-28
Designations
Other Names
  • Leigh Ann Capps

View on SEC IAPD

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