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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 1989-10-27 |
Branch Locations
2965 Colonnade Dr Ste 320, Roanoke, VA 24018-3541 • United States
Salem, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roanoke | VA | 07/1989 | 03/2020 |
| Ameriprise Financial Services, Inc. | Roanoke | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Roanoke | VA | 03/2020 | Present |
Board of Directors; West Salem Baptist Church; Authorized check signer; 500 Turner Road Salem, VA 24153, ,; Not Investment-Related; 05/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1989-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-21 |
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