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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-06
NY RA APPROVED 2021-07-13
NJ RA APPROVED 2016-07-01
  • MI RA
    APPROVED
    Since 2025-05-06
  • NY RA
    APPROVED
    Since 2021-07-13
  • NJ RA
    APPROVED
    Since 2016-07-01

Branch Locations

1296 Ulster Ave., Kingston, NY 12401 • United States

4269 Albany Post Road, Hyde Park, NY 12538 • United States

130 Schwenk Drive, Kingston, NY 12401 • United States

295-4 Route 375, West Hurley, NY 12491 • United States

300 Broadway, Kingston, NY 12401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Essex National Securities, Inc Paramus NJ 11/2009 Present
Infinex Investments, Inc. Hyde Park NY 07/2016 Present
  • 11/2009 → Present
    Essex National Securities, Inc
    Paramus, NJ
  • 07/2016 → Present
    Infinex Investments, Inc.
    Hyde Park, NY
Previous Registrations
  • 2009-11-04 → 2016-07-01
    Essex National Securities, Llc
    Paramus, NJ
    Napa, CA
    Paramus, NJ
    Elizabeth, NJ
    Kingston, NY
    Hyde Park, NY
    Kingston, NY
  • 2007-10-10 → 2009-04-08
    New York, NY
    San Francisco, CA
    New York, NY
  • 2007-04-24 → 2007-09-06
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
  • 2002-06-07 → 2006-02-06
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-21
S63 Uniform Securities Agent State Law Examination 1989-09-20
  • S66 Uniform Combined State Law Examination
    2002-01-21
  • S63 Uniform Securities Agent State Law Examination
    1989-09-20

View on SEC IAPD

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