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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2017-05-24 |
| CT | RA | APPROVED | 2017-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Kingston | NY | 03/2013 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston | NY | 05/2017 | Present |
CO-TRUSTEE FOR AUNT; INV. RELATED; BROOKLYN, NY; START DATE 2/6/15; 1 HR PER MONTH; 0 HRS DURING TRADING. I*2125274, Entity Type: Fiduciary, Name of OBA: D T Trust, Address: Shokan, New York, 12481, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/12/2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-05 |
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