Cynthia Troeger

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 04/2017
  Wells Fargo Advisors Financial Network, Llc
  Kingston, NY
• 05/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kingston, NY

Previous Registrations

• 2015-06-16 → 2017-04-12
  Wells Fargo Advisors Financial Network, Llc
  Kingston, NY

Other Businesses

CO-TRUSTEE FOR AUNT; INV. RELATED; BROOKLYN, NY; START DATE 2/6/15; 1 HR PER MONTH; 0 HRS DURING TRADING. I*2125274, Entity Type: Fiduciary, Name of OBA: D T Trust, Address: Shokan, New York, 12481, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/12/2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2015-06-16
• S63 Uniform Securities Agent State Law Examination
  1999-02-05

Other Names

• Cynthia Susan Orsland
• Cynthia S Troeger
• Cynthia Susan Troeger