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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-10 |
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2016-11-01 |
| TX | RA | APPROVED_RES | 2016-11-01 |
Branch Locations
108 N Front St, Kingston, NY 12401 • United States
Bald Head Island, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kingston | NY | 05/2009 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2016 | Present |
| Bank Of America, N.A. | New York | NY | 01/2017 | Present |
I*99871FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: KBPP PROPETIES LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:KINGSTON, NEW YORK 12401NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 40277NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LLC - REAL ESTATEI*5189Name of outside business organization: Rental PropertyAddress of business: Bald Head Island, North Carolina, 28461Nature of business: N Start date of relationship: 6/30/2017Number of hours devoted: 2 hour(s)Number of hours devoted during trading hours: 0 I*4596272 Entity Type: N/A Name of OBA: Mount Academy Address: Esopus, New York, 12429 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/01/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: Interim Athletic Director, term to be 6-12 months. This is a very small school with little time needed to organize athletics. My main role would be leading the search for a full-time Athletic Director. Organize scheduling as necessary, lead search for permanent AD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-21 |
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