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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston | NY | 09/2011 | 07/2018 |
| Bank Of America, N.A. | Kingston | NY | 04/2012 | 07/2018 |
| Wells Fargo Clearing Services Llc | Kingston | NY | 07/2018 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston | NY | 08/2024 | Present |
| Bank Of America, N.A. | Kingston | NY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-19 |
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