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Denise Brady

J.P. Morgan Securities LLC

Pasadena, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

860 E. Colorado Blvd., Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services, Inc. Irvine CA 01/1999 Present
J.P. Morgan Securities Llc Pasadena CA 10/2012 Present
Mes Amis Pasadena, Llc Pasadena CA 02/2011 10/2017
  • 01/1999 → Present
    Wm Financial Services, Inc.
    Irvine, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Pasadena, CA
  • 02/2011 → 10/2017
    Mes Amis Pasadena, Llc
    Pasadena, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2006-07-17 → 2009-05-02
    Wamu Investments, Inc.
    San Marino, CA
    Pasadena, CA
    Pasadena, CA
    San Marino, CA
    Pasadena, CA
    San Marino, CA
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-15
S63 Uniform Securities Agent State Law Examination 1991-03-01
  • S65 Uniform Investment Adviser Law Examination
    2006-07-15
  • S63 Uniform Securities Agent State Law Examination
    1991-03-01
Other Names
  • Denise S Tuck
  • Denise Shelley Tuck
  • Denise Shelley Brady

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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