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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-04-20
NM RA APPROVED 2007-03-20
CA RA APPROVED 1998-07-17
  • TX RA
    APPROVED
    Since 2007-04-20
  • NM RA
    APPROVED
    Since 2007-03-20
  • CA RA
    APPROVED
    Since 1998-07-17

Branch Locations

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 06/1998 Present
Bank Of America,N.A. Albuquerque NM 06/2011 Present
Other Businesses

I*103440 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LA TIERRA SAGRADA INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBUQUERQUE, NEW MEXICO 87131 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/14/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ATTEND BOARD MEETINGS, GIVE SCHOLARHSIPS, RECRUIT MEMBERS I*112695 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLEMENT TIME SHARE TWOSQUARED LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: FAIRPLAY, COLORADO 80440 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/14/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A TIME SHARE WITH EQUAL INTERESTS WITH MYSELF AND MY THREE SIBLINGS. THE PURPOSE OF THIS IS TO PROVIDE GUIDELINES FOR ALL MEMBERS TO FOLLOW. THIS TIME SHARES WILL BE SHARED AMONGST US AND WILL NOT BE USED TO GENERATE ANY INCOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-18
S63 Uniform Securities Agent State Law Examination 1996-01-02
  • S65 Uniform Investment Adviser Law Examination
    1997-08-18
  • S63 Uniform Securities Agent State Law Examination
    1996-01-02
Other Names
  • Kim Marie Clement
  • Kim Marie Wonneberg
  • Kim Marie Maguire

View on SEC IAPD

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