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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-04-20 |
| NM | RA | APPROVED | 2007-03-20 |
| CA | RA | APPROVED | 1998-07-17 |
Branch Locations
2125 Louisiana Blvd, Albuquerque, NM 87110 • United States
7825 Fay Ave, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 06/1998 | Present |
| Bank Of America,N.A. | Albuquerque | NM | 06/2011 | Present |
I*103440 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LA TIERRA SAGRADA INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBUQUERQUE, NEW MEXICO 87131 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/14/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ATTEND BOARD MEETINGS, GIVE SCHOLARHSIPS, RECRUIT MEMBERS I*112695 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLEMENT TIME SHARE TWOSQUARED LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: FAIRPLAY, COLORADO 80440 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/14/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A TIME SHARE WITH EQUAL INTERESTS WITH MYSELF AND MY THREE SIBLINGS. THE PURPOSE OF THIS IS TO PROVIDE GUIDELINES FOR ALL MEMBERS TO FOLLOW. THIS TIME SHARES WILL BE SHARED AMONGST US AND WILL NOT BE USED TO GENERATE ANY INCOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-02 |
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