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Donald Edson Johnson

Wells Fargo Clearing Services, LLC

San Diego, CA

Edwards, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-03
CA RA APPROVED 2009-06-01
  • CO RA
    APPROVED
    Since 2023-01-03
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

Edwards, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2007-01-05 → 2009-06-12
    Next Financial Group, Inc.
    Rancho Santa Fe, CA
    Rancho Santa Fe, CA
Other Businesses

HARLINGWOOD LLC, INVESTMENT RELATED, 7.5% OWNERSHIP, NO DUTIES, SAN DIEGO CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 1989-08-31
  • S66 Uniform Combined State Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    1989-08-31

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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