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Susan Marie Walton

Rbc Capital Markets, LLC

Brookfield, WI

Muskego, WI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-22
WI RA APPROVED 2001-01-24
  • TX RA
    APPROVED_RES
    Since 2023-12-22
  • WI RA
    APPROVED
    Since 2001-01-24

Branch Locations

18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States

Muskego, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Brookfield WI 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-28
S63 Uniform Securities Agent State Law Examination 1991-02-07
  • S65 Uniform Investment Adviser Law Examination
    1996-06-28
  • S63 Uniform Securities Agent State Law Examination
    1991-02-07
Other Names
  • Susan Marie Storniolo

View on SEC IAPD

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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

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