Paula M Steinberg

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 10/2020
  J.P Morgan Securities Inc.
  New York, NY
• 10/2010 → 10/2020
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2020 → Present
  Rbc Capital Markets, Llc
  New York, NY
• 11/2020 → Present
  City National Bank
  New York, NY

Other Businesses

1) Name of Entity: She Believed she could Non-Investment related ADDRESS: Nashville Tennessee Woolworth Theater Nature of OBA: executive producers of live show in Nashville production Position/Title/Relationship: Executive Producer Start Date: 09/01/22 Time Devoted: 0 Duties: executive producers are providing funding for SBSC live production in Nashville . the ownership interest in the production is 2.5% 2) NAME OF ENTITY: n/a - guest house rental ADDRESS: 4561 Boone Creek Rd Oxford, MD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Owns property in Maryland that is being sold 9/19/22. Rented guest house for $1500 to a non client CAPACITY: Other START DATE: 9/1/22 DUTIES: Just own the home that is being rented HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-06
• S63 Uniform Securities Agent State Law Examination
  1989-11-14

Other Names

• Paula Steinberg
• Paula Marie Fiato