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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-08 |
| NY | RA | APPROVED | 2021-09-02 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
North Salem, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | New York | NY | 11/2009 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | 10/2020 |
| Rbc Capital Markets, Llc | New York | NY | 10/2020 | Present |
| City National Bank | New York | NY | 11/2020 | Present |
1) Name of Entity: She Believed she could Non-Investment related ADDRESS: Nashville Tennessee Woolworth Theater Nature of OBA: executive producers of live show in Nashville production Position/Title/Relationship: Executive Producer Start Date: 09/01/22 Time Devoted: 0 Duties: executive producers are providing funding for SBSC live production in Nashville . the ownership interest in the production is 2.5% 2) NAME OF ENTITY: n/a - guest house rental ADDRESS: 4561 Boone Creek Rd Oxford, MD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Owns property in Maryland that is being sold 9/19/22. Rented guest house for $1500 to a non client CAPACITY: Other START DATE: 9/1/22 DUTIES: Just own the home that is being rented HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-14 |
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