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David Byron Fontenot

Mml Investors Services, LLC

Lafayette, LA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-03-25
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

102 Versailles Blvd Suite 120, Lafayette, LA 70501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Lafayette LA 01/1989 03/2017
Mml Investors Services, Llc Lafayette LA 03/2017 Present
Massachusetts Mutual Life Insurance Company Lafayette LA 07/2016 Present
  • 01/1989 → 03/2017
    Metlife Securities Inc.
    Lafayette, LA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Lafayette, LA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Lafayette, LA
Previous Registrations
  • 2003-03-25 → 2017-03-25
    Msi Financial Services, Inc.
    Lafayette, LA
    Monroe, LA
    Lafayette, LA
Other Businesses

1. CO OWNER VINTAGE CYPRESS, LLC. 110 TURN ROW LAFAYETTE, LA. 70508. 4HRS/WEEKDAY. 8HRS/EVENING AND WEEKEND SINCE 01/2000. 2. OWNER OF RACE HORSES UNDER NAME OF DAVID FONTENOT RACING LLC AND VINTAGE RACING IN CARENCRO, LA FOR 6 EVE HRS/WK SINCE 1/2006.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
  • S66 Uniform Combined State Law Examination
    2016-12-19

View on SEC IAPD

Other Firms

PROSPERA FINANCIAL SERVICES, INC.
LPL FINANCIAL LLC
NEWEDGE ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ
GARRETT ANDREW AHRENS
JASON A HABBIT
CORY FRANCIS FRUGE
PHILLIP SHAYNE FONTENOT
KEVIN JOSEPH SIMONEAUX

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

More in Lafayette, LA

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