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Peter Sullivan

J.P. Morgan Securities LLC

New York, NY

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-15
TX RA APPROVED 2025-10-15
  • NY RA
    APPROVED
    Since 2025-10-15
  • TX RA
    APPROVED
    Since 2025-10-15

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 06/2010 Present
Jpmorgan Chase Bank Na New York NY 01/2017 Present
  • 06/2010 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-15
S65 Uniform Investment Adviser Law Examination 2010-04-22
S63 Uniform Securities Agent State Law Examination 1989-09-05
  • S66 Uniform Combined State Law Examination
    2025-10-15
  • S65 Uniform Investment Adviser Law Examination
    2010-04-22
  • S63 Uniform Securities Agent State Law Examination
    1989-09-05
Other Names
  • Peter Sullivan
  • Peter Edward Sullivan

View on SEC IAPD

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