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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-14 |
| NC | RA | APPROVED | 2020-03-17 |
Branch Locations
731 North Second Street Suite B, Albemarle, NC 28001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forethought Distributors, Llc | Simsbury | CT | 03/2015 | 10/2018 |
| Global Atlantic Financial Company | Simsbury | CT | 03/2015 | 10/2018 |
| Lpl Financial Llc | North Wilkesboro | NC | 10/2018 | 06/2019 |
| Edward Jones | Saint Louis | MO | 03/2020 | Present |
| Unemployed | North Wilkesboro | NC | 07/2019 | 02/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 2014-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-01 |
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