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Kimberly Dolan Johnson

Raymond James & Associates, Inc.

Memphis, TN

CRD 1970606

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Allen Morgan & Doug Edwards Memphis TN 11/2012 Present
Allen Morgan & Doug Edwards Memphis TN 11/2012 Present
  • 02/2013 → Present
    Memphis, TN
  • 11/2012 → Present
    Allen Morgan & Doug Edwards
    Memphis, TN
  • 11/2012 → Present
    Allen Morgan & Doug Edwards
    Memphis, TN
Previous Registrations
  • 2004-03-18 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Allen Morgan & Doug Edwards Address: 2437 Madison Ave., Memphis, TN, 38111, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 11/01/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: All duties of a personal assistant

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-30
  • S63 Uniform Securities Agent State Law Examination
    1990-11-30
Other Names
  • Kim Johnson
  • Kimberly Sue Dolan
  • Kim Dolan

View on SEC IAPD

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