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David Sean Marks

Edelman Financial Engines

Red Bank, NJ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-20
NJ RA APPROVED 2022-01-31
  • TX RA
    APPROVED
    Since 2023-03-20
  • NJ RA
    APPROVED
    Since 2022-01-31

Branch Locations

328 Newman Springs Rd Suite #1, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ef Legacy Securities, Llc Henrico VA 08/2016 10/2018
Edelman Financial Services, Llc Fairfax VA 08/2016 11/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 10/2018 03/2021
Unemployed Belford NJ 03/2021 09/2021
Personal Capital Advisors Corporation Belford NJ 09/2021 01/2022
Financial Engines Advisors L.L.C. Santa Clara CA 01/2022 Present
  • 08/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 08/2016 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 10/2018 → 03/2021
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 03/2021 → 09/2021
    Unemployed
    Belford, NJ
  • 09/2021 → 01/2022
    Personal Capital Advisors Corporation
    Belford, NJ
  • 01/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2021-09-30 → 2022-01-18
    Personal Capital Advisors Corporation
    Belford, NJ
    Greenwood Village, CO
  • 2018-10-12 → 2021-04-12
    Edelman Financial Engines
    Red Bank, NJ
  • 2016-08-10 → 2018-11-01
    Edelman Financial Services, Llc
    Red Bank, NJ
    Fairfax, VA
  • 2013-04-10 → 2016-08-12
    Charles Schwab & Co., Inc.
    Wayne, PA
    Princeton, NJ
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-08
S63 Uniform Securities Agent State Law Examination 1989-07-26
  • S66 Uniform Combined State Law Examination
    2013-04-08
  • S63 Uniform Securities Agent State Law Examination
    1989-07-26
Other Names
  • Dave Marks

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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